Sign In
Regulations
​​​​​
A Gathering of all Asset Management Regulations

 
Regulated Entities

○​Licensing/Registration

​​• Mutual Fund Management  

   ​○ Licensing

   ​​○ Business Office

• Private Fund Management

   ○ Licensing

   ○ Business Office


  • ​​​​Rules and Regulation

• Mutual Fund Management

   ○ Advertising

   ○ Liquidation

   ○ NAV Calculation

   ○ Merger

   ○ Others

​• Private Fund Management

   ○ NAV calculation

   ○ Advertising

   ○ Disclosure


 

Approved Personnel

​○Major Shareholders

• ​SEC Act

​○Executives

• ​SEC Act

​○Fund Manager

• ​SEC Act


 
For More Information

​Intermediaries Policy Department

Tel.+66-2033-4620 / +66-2263-6574​​