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SEC public warning of solicitation for investment with Rich Gold Intertrade Co., Ltd.



Thursday 23 January 2020 | No. 13 / 2020


Bangkok, 23 January 2020 – SEC is advising the public to be cautious if solicited to invest through Rich Gold Intertrade Co., Ltd. because the company is not a licensed business operator.

According to investors’ tips and SEC’s investigation, there are public solicitations for investment in investment units via online media channels such as company website, Facebook and Line application.

SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision. In this regard, investors are advised to exercise discretion in case of encountering solicitation for such investment.  

In any case, investors can check the list of securities business operators which have been licensed or registered properly at www.sec.or.th and “SEC Check First” application. In addition, investors can inquire or send a tip on suspicious acts to SEC Help Center via 24-hour Hot Line at 1207 for further inspection. Any act found to be liable to an offense under the Securities and Exchange Act B.E. 2535 (1992) may be subject to legal action under the law, with both imprisonment and fine penalty. In case of an act liable to violation of other laws, SEC will cooperate with relevant agencies for further proceedings.

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