Detail Content
Management of Mutual Fund
2. Fund managers
2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications :
(1) In the case of the selected fund manager being a director, executive or employee of another company, the mutual fund management company shall prove that the organization structure of is designed or efficient measures installed to prevent conflicts of interests effectively.
(2) Where the person appointed as a fund manager is an employee of the mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest responsibility in the investment-related field of the mutual fund management company.
2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year.