Management of Mutual Fund
Summary of regulations
Related Regulations
1. Authority of the SEC
2. Fund managers
3. Mutual fund performance measurement
4. Preparation of financial reports of mutual fund
5. Prescription of additional rules
6. Calculation and announcement of net asset values (NAV)
7. Procedures for incorrect pricing
8. Sale and repurchase of investment units
9. Preparation of mutual fund reports
10. Scheme amendment
11. Increases in registered capital and scheme capital
12. Classification of investment units
13. Conversion of a Closed-End to an Open-End fund
14. Amalgamation and merger of mutual fund
15. Procedures in a case of defaults of debt instrument issuers
16. Exercise of voting rights in a shareholders' meeting
17. Dividend payment
18. Fees
19. Procedure for dissolution of mutual fund
20. Relaxation of rules
21. Additional rules for guaranteed funds
22. Additional rules for a retirement mutual fund (RMF)
23. Additional rules for foreign investment funds (FIFs)
24. Additional rules for country funds
25. Additional rules for long term funds (LTFs)
26. Additional rules for exchange traded funds (ETFs)
27. Additional rules for property sector funds
28. Money Market Funds with constant NAV (MMF constant NAV)
29. Investment in funds under the same mutual fund management company
Related regulations
Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors and Private Funds
Notification of the Office of the Securities Exchange Commission No. Sor. Nor. 87/2558 Re: Rules, Conditions, and Procedure for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Investors, and Private Funds
Announcement of the Association of Asset Management Companies No. Sor Jor Gor Ror 1/2561 Re: Mutual Funds Performance Measurement and Presentation Standards
Investment Management Policy Department
Tel. +66 2263 6562